Regulatory Compliance Services

Paget-Brown Financial Services Limited offers a comprehensive suite of regulatory services to support our clients in ensuring compliance with the relevant requirements in a dynamic global regulatory environment. 

Our team provides the following regulatory compliance services:

  • Providing Anti-Money Laundering Reporting and Compliance officers.
  • Providing outsourced service provider solutions for the performance of investor/customer due diligence and transactions monitoring to entities which are required to comply with the Cayman Islands anti-money laundering regulations.
  • Provide AML audit services to entities requiring compliance with the Cayman Islands anti-money laundering regulations, including Registered Persons required to respond to a CIMA request for AML report from a suitably qualified person.
  • Tailored AML/CFT Training.
  • Providing assistance in the maintenance of the Beneficial Ownership register and compliance with the reporting requirements under the Cayman Islands Beneficial Ownership Regime.
  • IRS and CRS registration and filing services to ensure full compliance with ongoing AEOI obligations.
  • Acting as sponsoring entity for clients, ensuring full compliance with FATCA and CRS regulations, including providing a Principal Point of Contact and Authorized Person as required under the Tax Information Authority Law.
  • Providing assistance in the classification, notification and reporting of companies under the Economic Substance Law.
  • Providing assistance in the preparation of data protection policies and procedures manual designed for organizations required to comply with the Cayman Islands Data Protection Law.